Collaboration to develop, share and
advance leading practices

What’s New

sponsorship opportunities available for the 2017 Strategic leadership forum (SLF)

INCREASE your brand's awareness with hundreds of influential professionals who collaborate, share and develop today's investment management leading practices. 

The 2017 Strategic Leadership Forum (SLF) is taking place January 29-31 at the Diplomat Hotel in Hollywood, FL.

CLICK HERE |

GMM 2016 - Tackling Transformational Change Head-on

2016 General Membership Meeting (GMM) | September 19-20, Boston

The 2016 NICSA General Membership Meeting took place September 19-20 in Boston. Learn how attendees advanced their development and leading practices through idea sharing and informative sessions with industry experts
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Washington policy insiders discussed elections, regulatory regime... CLICK HERE | Read More...

NICSA Announces the Winners of the 2016 NOVA Awards

Investment Management Industry Leaders Honored for Excellence.

NICSA and Money Management Executive are pleased to announce the winners of the 2016 NOVA Awards. These awards recognize outstanding services, creativity, leadership and innovation within the asset management industry.

The winners were honored at NICSA's 2016 General Membership Meeting (GMM) on September 19 in Boston.

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Protecting Financial Assets of the Elderly: Understanding the Connecticut Mandatory Training Law

Transfer Agency Compliance & Operations 

Laws governing the mutual fund industry and its relationship with shareholders are predominately federal regulations; however, some state-issued mandates need to be considered. While the industry has been highly focused on new federal fiduciary rules related to Investors and their retirement savings, fund managers and service providers must also be mindful of Connecticut’s Mandatory Elderly Abuse Training Law established earlier this year, for one.

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Investment Management Technology: Buzz Words or Big Change?


Dan Houlihan, Executive Vice President & Head of Global Fund Services, Northern Trust

The investment management industry has always been drawn to buzz words. Today, we are continually inundated by terms like robo, big data, cloud, cyber and the digital revolution.

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Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters

The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU. 

CLICK HERE |

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Upcoming Events

  • NICSA Webinar: Diversity, Inclusion and Innovation in Financial Services
    October 26, 2016 | 2:00 p.m. - 3:00 p.m.
    More information and registration...

  • NICSA 2017 Strategic Leadership Forum (SLF)
    (35th Annual Conference)
    January 29-31, 2017 | Hollywood, FL
    More information and registration...

  • NICSA 2017 General Membership Meeting (GMM)
    September 18 - 19, 2017 | Boston, MA

    More information coming soon...

NICSA Global Leaders