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nicsa/nova aWARDS | cONGRATULATIONS TO bOB tRITT AND jOAN dOWD

At the 2014 NICSA General Membership Meeting we had the privilege of honoring two renowned industry thought-leaders with two of the most coveted awards at NICSA.

 

Congratulations to Bob Tritt, Executive Vice President, DST honored with the Robert L. Gould--Outstanding Service to the Fund Industry award and Joan Dowd, Former Chief Compliance Officer, Boston Financial honored with the NICSA Fund Industry Lifetime Achievement Award.

 

To learn more about the 2014 winners, take a look at the official press release.


SEC cybersecurity sweep provides view of industry practices

Protecting digital assets from cyber-attacks is a top priority for firms in the fund industry -- and the SEC wants to be sure that the investment industry is ready to meet the challenge.

Ed Schmidt, the Senior Technology Officer for OCIE, reported on the results of that initiative to date at the NICSA General Membership Meeting. Take a look at what he had to say...

Read more in this NICSA News featured post.

 

Upcoming Webinar | Money Market Reform on 9/24 | Sponsored BY Broadridge

What happens when new school Dodd Frank agencies like the Financial Stability Oversight Council (FSOC) collide with traditional regulators like the SEC?  We are looking at it - Money market reform.

 

Join NICSA for this live webinar on September 24, 2014 from 2:00pm-3:00pm ET. Register today.

 

 

 

2014 NICSA General Membership Meeting | Highlights and Recaps

This year's meeting welcomed an array of different attendees, from service providers to fund firms, to downtown Boston for this two-day educational and networking event. Get the details on speakers and hot topics from our daily recap posts.

 

Highlights from 2014 NICSA GMM -- Day 1

 

Highlights from 2014 NICSA GMM -- Day 2

NICSA Industry News Digest | September 2014

Here is our recap of the stories that mattered to operations professionals in the investment industry last month.

 

Take a look at the September 2014 issue.
 

 Doing Business in Asia | What's driving Asian Fund Passport Schemes

A recent NICSA webinar sponsored by ALFI, the Luxembourg fund industry association, reviewed initiatives to create a UCITS-style cross-border fund sales regime in Asia. Experts from Elvinger, Hoss and Prussen and Dechert discussed the Asian market environment that has given rise to three proposed schemes. Take a look...

 


 

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Upcoming Events

  • Webinar | Money Market Reform
    Sponsored by BroadridgeSeptember 24, 2014 | 2:00pm-3:00pm ET

    Click here for more information
  • ALFI US Roadshow
    October 6, 2014 | Boston, MA

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  • ALFI US Roadshow 
    October 8-9, 2014 | New York, NY

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  • Managed Funds Association | Outlook 2014
    The Pierre New York | New York
    October 16-17, 2014

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  • 2015 NICSA Strategic Leadership Forum
    (33rd Annual Conference)
    February 8-10, 2015 | Hollywood, FL

    More information coming soon... 
  • 2015 NICSA General Membership Meeting
    October 29-30, 2015 | Boston, MA

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  • 2016 NICSA Strategic Leadership Forum
    (34th Annual Conference)
    January 31-February 2, 2016 | Hollywood, FL

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  • 2017 NICSA Strategic Leadership Forum
    (35th Annual Conference)
    January 29-31, 2017 | Hollywood, FL

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