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New NICSA News | Leveraging technology for the DIY Investor

The DIY investor has never had more online options. Let’s take a closer look at this ongoing evolution and consider its impact on the market, with a focus on the growing number of options and level of sophistication currently available in online advice.


Don't miss this NICSA News guest blog feature from the NICSA Technology Committee.


Read this NICSA News Feature.

National Retirement Planning week recap 

National Retirement Planning Week, led by the National Retirement Planning Coalition (NRPC), is designed to increase awareness of the need for comprehensive retirement planning.


But just because the week has come to an end, doesn't mean we should stop advocating the importance of planning for your future.


For more information on retirement and how you can get a jump start, visit for more information.

NICSA Committee Spotlight | West Coast Regional Committee

The West Coast Regional Committee has become an integral part of NICSA’s efforts to engage with our colleagues on the west coast, which is why they are the subject of the NICSA Committee Spotlight for Spring 2014!


Learn more  about what the West Coast Regional Committee has in store for NICSA members this year.


Read more.
FT Feature | Surge in China internet money funds is risky

What was once a lucrative investment around internet money funds in China has taken a different turn.

In this Financial Times featured article, Surge in China internet money funds is risky, Bob Pozen, senior lecturer at the Harvard Business School and senior fellow at the Brookings Institution, and Theresa Hamacher, President, NICSA provide answers to some of the questions around internet money funds, including how regulators can protect investors from this unregulated and untested investment.

Take a look...

NICSA Industry News Digest | April 2014

Here’s our recap of the stories that mattered to operations professionals in the investment industry last month.


Read this month's NICSA Industry News Digest.

Test Your Knowledge | NICSA Transfer agent compliance guide

Test your transfer agent compliance knowledge. How familiar are you with the regulations governing transfer agent operations?


Take this short quiz to find out!

NICSA Benchmarking | Low balance accounts

In this NICSA News guest blog feature, a member of NICSA's Compliance and Risk Management Committee raised the question, " How do mutual funds handle low balance accounts?"


Read as ten members of the Committee recently shared their firms' approaches. Take a look...


Read this NICSA News feature


Help kick off NICSA's 2014 regional meeting program by joining us on April 22 in Jersey City!

Hosted by the East Coast Regional Committee, The NICSA Liquid Alternatives Workshop: A Back Office Perspective will teach you everything you need to know about liquid alternatives.

This full-day conference will include sessions on the following:

  • Product development considerations, transitioning liquid investment products to alternative strategies
  • Balancing regulatory pressures
  • Operational challenges to supporting liquid alternatives
  • And more!

Don't miss out on the opportunity to network with your peers during our evening networking reception. To full the full conference registration and to reserve your spot, CLICK HERE.



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