The Board of NICSA has designated a Selection Committee and retained George Wilbanks of Wilbanks Partners llc to seek a successor to Theresa Hamacher as President.
This FINRA-review infographic provides an introduction to investing through unit investment trusts.
This NICSA News blog post highlights 10 facts about the fund industry from a recent presentation by NICSA member, Strategic Insight.
Our newsletter highlights the month's top stories in fund industry operations.
While the most significant provisions of the SEC’s package of changes to money market regulation won’t take effect for 18 months, the investment industry is already moving full steam ahead on implementation.
This NICSA News post discusses 4 areas of focus: defining retail vs. institutional, dividing retail and institutional, intraday pricing of floating NAV funds and gates and fees.
The NICSA Transfer Agent Compliance Guide has just been updated. Check out the new section on ABLE accounts, which were just authorized by Congress, and the revisions to the IRA section, which reflect recent changes in distribution and rollover rules.
Access to the Guide is free for NICSA members. Log into the member portal, and click on "TA Guide" on the left hand side.
Missed the latest NICSA event? Catch up on the news with our Quick Take series in NICSA News, highlighting the biggest takeaways from the sessions.