MiFID II, Six Months Later


Wednesday, June 20, 2018


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10:00 am - 11:00 am ET


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PRESENTERS

MODERATOR
 Alexander Dorfmann
Senior Product Manager, SIX
PANELISTS 
Nicolas Deldime
Partner, Arendt Regulatory & Consulting
Paul Ellis
Global Head of Regulatory Product Development, HSBC Securities Services
Raoul Heinen
Managing Associate, Linklaters, Luxembourg

 

PRESENTATION


MiFID II, Six Months Later from NICSA

overview

 
Where are we six months later? The Markets in Financial Instruments Directive (MiFID II) has brought enormous complexity to asset managers in terms of generating and processing data. Increasing investor protection and transparency will remain a key focus for fund companies distributing product globally. Our expert panel will provide up-to-date information on the regulation, an assessment on how well the industry is securing compliance with the new directive, and practical advice for asset on effectively processing financial data.

Topics that will be covered include:

  • Compliance Readiness
  • Regulatory Outlook
  • Challenges and solutions for data generation, collection and processing


CPE Information


NICSA is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry..

NICSA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: http://www.learningmarket.org/.

For this webinar:
CPEs Earned: 1
CPE Field of Study: Regulatory Ethics
Program Level: Basic
Delivery Method: Group-Internet Based


Cancellations and Refunds


Due to this program being offered free of charge, there will be no refunds issued.


Questions or Cancellations:
Please contact Jordan DeBettencourt at 508.683.1618.

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