FinReg Outlook: Clouds on the Horizon

Wednesday, February 27, 2019


10:00 am - 11:00 am ET              

Sponsored by:






Sean Tuffy
Head of Market and Regulatory Intelligence, Citi
Laurent Fessmann
Partner, Baker McKenzie
 Emmanuel-Frédéric Henrion
Partner, Clifford Chance
 Marc Meyers
Partner, Loyens & Loeff
 Jean-Christian Six
Partner, Allen & Overy


FinReg Outlook: Clouds on the Horizon from NICSA


Will regulatory temperature rise again this year?
With regulators on both sides of the Atlantic poised to take action on multiple fronts, it is important that asset managers understand what issues are on the horizon. This webinar aims at giving you key information on new developments, regulations, and trends that we think asset managers should be tracking for the year ahead.

EU elections in May 2019: What to expect?
EU policymakers face a tight deadline to get all open legislative proposals approved ahead of the EU Parliamentary elections in May 2019. Key open issues include: updates to the UCITS and AIFMD frameworks, a proposed Environmental, Social, and Governance (ESG) framework, the creation of a Pan-European Personal Pension Product, and changes to the European Market Infrastructure Regulation.

What’s in the Pipeline?
Get the latest insight on UCITS 6, AIFMD 2, PRIIPS2, MiFID 3, as well as the latest on the regulation of digital assets from a panel of industry experts and thought leaders.

Learning Objectives:
- Understand what issues are on the horizon for global asset managers
- Insight and updates on UCITS 6, AIFMD 2, PRIIPS2, and MiFID 3
- Latest implementation trends on reporting requirements and data management techniques

CPE Information

NICSA is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.

NICSA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

For this webinar:
CPEs Earned: 1

CPE Field of Study: Regulatory Ethics
Program Level: Basic
Delivery Method: Group-Internet Based

Cancellations and Refunds

Due to this program being offered free of charge, there will be no refunds issued.

Questions or Cancellations: Please contact Jordan DeBettencourt at 508.683.1618.

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