Navigating Turbulent Changes to the Sanctions Landscape


Wednesday, May 22, 2019


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10:00 am - 11:00 am ET              


Sponsored by:

 

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PRESENTERS  


Stephen Brosnihan

Regional Director, Sales Support Operations for North America, SIX

 

Anders Rodenberg

Head of Financial Institutions and Advisory, Americas, Bureau van Dijk, a Moodys Analytics company


Jeff Bellemare

Senior Data Consultant, SIX

Megan Brooks

Senior Manager, Economic Sanctions Risk & Program, Charles Schwab

PRESENTATION


Navigating Turbulent Changes to the Sanctions Landscape from NICSA

overview

Recent geo-political events have made for challenging times for sanctions compliance professionals. SIX is hosting a webinar with NICSA members to explore ways to reduce operational risk by staying one step ahead of evolving economic sanctions.
 
Learning Objectives:
Our panel will take a deep dive into the trends driving the retirement industry foreword including:

  • Simplifying the process of identifying securities 
  • Understanding beneficial ownership as part of a compliance process
  • Gaining a comprehensive view of persons, related entities and issued securities

CPE Information


NICSA is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.

NICSA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: http://www.learningmarket.org/.

For this webinar:
CPEs Earned: 1

CPE Field of Study: Economics
Program Level: Basic
Delivery Method: Group-Internet Based


Cancellations and Refunds


Due to this program being offered free of charge, there will be no refunds issued.


Questions or Cancellations: Please contact Jordan DeBettencourt at 508.683.1618.

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