Navigating Turbulent Changes to the Sanctions Landscape
Regional Director, Sales Support Operations for North America, SIX
Head of Financial Institutions and Advisory, Americas, Bureau van Dijk, a Moodys Analytics company
Senior Data Consultant, SIX
Senior Manager, Economic Sanctions Risk & Program, Charles Schwab
Our panel will take a deep dive into the trends driving the retirement industry foreword including:
- Simplifying the process of identifying securities
- Understanding beneficial ownership as part of a compliance process
- Gaining a comprehensive view of persons, related entities and issued securities
NICSA is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.
NICSA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: http://www.learningmarket.org/.
For this webinar:
CPEs Earned: 1
CPE Field of Study: Economics
Program Level: Basic
Delivery Method: Group-Internet Based
Cancellations and Refunds
Due to this program being offered free of charge, there will be no refunds issued.
Questions or Cancellations: Please contact Jordan DeBettencourt at 508.683.1618.