About NICSA

Mission and Vision

NICSA is a not-for-profit trade association that connects global asset management industry participants in order to develop, share, and advance leading practices. 


For over fifty years, the Association has offered a collective, timely view on evolving themes shaping the financial services industry. Deep expertise and unique perspectives come together in an open and collaborative environment to tackle the strategic implementation of the industry’s most vital issues.


Our goal is to help asset management firms and financial service providers meet the changing needs of their clients and our industry by aligning and educating industry participants through:

•    Formal education programs that provide collaborative insights from diverse perspectives
•    Interactive forums that allow members to exchange ideas and business solutions
•    Networking opportunities that connect members from all segments of the financial industry

We seek to provide industry executives the tools to gain industry knowledge and make informed decisions about strategic business development and best practice implementation.  In addition, NICSA provides the opportunity for individuals to develop professional leadership skills and make a meaningful impact on the industry we serve via committee volunteer work.
 

Click here for more information about membership.

History

NICSA was founded in 1962 as an informal forum for operations and shareholder service professionals in the mutual fund industry, under the name National Investment Company Service Association.

 

Richard L. Casey of State Street Bank & Trust Company in Boston was its founder and first president. Edward D. Windsor of Fidelity Fund (now Fidelity Investments) served as its first secretary, while John R. Vaughn, Jr. of Old Colony Trust Company (now part of the Columbia Management family of funds) was its first Treasurer.

VALUE PROPOSITION

Click here to view NICSA's Value Proposition.

Click here to view a complete listing of NICSA's member benefits.

Code of Ethics

NICSA is committed to adhering to the highest ethical standards.

 

Click here to read the NICSA Code of Conduct and Business Ethics.

Additional Information

For more information about NICSA, click one of the links below:

 

  • NICSA Member Portal Login
Click below to sign into the NICSA member portal.

» Sign in


Don't have an account? Click Here...

Follow Us

Upcoming Events



  • NICSA Webinar: Penetrating the RIA/Family Office Space

    April 25, 2018 | 4:30pm - 5:30pm

    Learn more and register....

  • NICSA Webinar: TA Compliance Guide 101: Getting to Know NICSA's Essential Reference Guide

    May 9, 2018 | 2:00pm - 2:30pm

    Learn more and register...

  • NICSA Webinar: Are You GDPR Ready?

    May 16, 2018 | 10:00am - 11:00am

    Learn more and register....

  • IBA Annual Conference on the Globalisation of Investment Funds

    May 13-15, 2018 | New York, New York

    Learn more and register....

  • NICSA West Coast Regional Meeting (WCRM)

    June 5 & 6, 2018 | Los Angeles and San Francisco

    Learn more and register...

  • East Coast Regional Meeting (ECRM)

    July 17, 2018 | Boston

    More information coming soon.

  • NICSA 2018 Midwest Regional Meeting (MWRM)

    September 19, 2018

    Four locations: Kansas City, Denver, Chicago, Columbus

    More information coming soon.
  • NICSA 2018 General Membership Meeting (GMM)

    October 11-12, 2018 | Boston, MA

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)

    February 27 - March 1, 2019 | Ponte Vedra Beach, FL

  • NICSA 2019 General Membership Meeting (GMM)

    October 16-17, 2019 | Boston, MA

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)

    February 26 - 28, 2020 | Ft. Lauderdale, FL