Each year, NICSA recognizes industry leaders for both their innovation and achievements in the industry and their service to NICSA. To learn more about each of these awards and their recipients, please select a link below.
The NICSA NOVA Awards showcase excellence in innovation and leadership across a number of categories within the asset management industry.
The Awards recognize outstanding organizations and industry professionals that excel in the field of asset management by demonstrating exemplary leadership and innovation. Considerations include creative design and implementation of business initiatives resulting in positive and long-lasting contribution to their respective company and/or the industry as a whole.
NICSA is proud to serve an industry built on the dedication to meet investor needs with outstanding client service. NICSA NOVA Award winners clearly demonstrate that the asset management industry is committed to delivering an overall client experience that exceeds expectations.
The NICSA NOVA Awards are presented annually at the General Membership Meeting in Boston. The 2018 General Membership Meeting will be taking place October 11-12.
NOVA Award for Strategic Leadership
Honoree: Mark Casady, Retired Chairman and Chief Executive Officer, LPL Financial
NOVA Award for Innovation in Technology
Honoree: BNY Mellon
NOVA Award for Innovation in Product Development & Marketing
Honoree: DST Systems
NOVA Award for Operational Excellence
Honoree: State Street Corporation
NOVA Award for Emerging Leaders in the Asset Management Industry
Michael Akins, SVP & Head of ETFs, ALPS
Patrick Hurley, Vice President, OppenheimerFunds
Divya Mathew, Senior Manager, Deloitte
Kelli O’Brien, Vice President, J.P. Morgan
Robert L. Gould Award
Honoree: Jay Hooley, Chairman & Chief Executive Officer, State Street Corporation
Award for Innovation in Product Development & Marketing
Honoree: Goldman Sachs Asset Management
Honoree: OppenheimerFundsNOVA Strategic Leadership Award
Honoree: Ned Burke, Chief Executive Officer, ALPSOutstanding Service to the Fund Industry Award - Robert L. Gould Award (Recognizing an Operations Executive)
Honoree: Fred Naddaff, Chief Operating Officer, Transfer
Agency and Investor Services, FIS
The prestigious Lifetime Achievement Award honors distinguished
executives (or recent retirees) who, during their lifetimes, have made
impactful contributions of outstanding leadership to the field of asset
management. This visionary will have shown an extraordinary personal
commitment to the industry across multiple areas over a significant
period of time.
This Award seeks to recognize members of the field who have devoted their professional lives to the development and betterment of the asset management industry. Nominees must have demonstrated at least 25 years of service to asset management and be current or retired employees of NICSA member firms.
Chief Compliance Officer
Edward J. Falvey
Each year, NICSA recognizes volunteers from committees whose sustained contribution over the past year was deemed exceptional by the committees' co-chairs.
2018 Award Winners:
Compliance & Risk
Kelly O’Donnell, Pioneer Investments
Nancy Grady, Northern Trust
Patrice Blum, ProShare | ProFunds
East Coast Committee
Kim Froio, DST Systems
Ian McCoy, Franklin Templeton
Amber Krueger, US Bancorp
Strategic Leadership Forum Committee
Scott Brady, Columbia Management
Mike Stubblefield, DST
James Butz, US Bancorp
Gary Crawford, MFS
The Robert L. Gould Award recognizes outstanding achievement by an
individual who has helped the fund industry better serve its investors
by improving the quality of customer service.
This Award honors senior-level Operations Executives (or recent retirees) who have made a significant personal contribution to their organization and to the wider industry knowledge base of financial services operations. Candidates will have demonstrated exceptional thought leadership and influence within the fund operations community over a significant period of time.
The award seeks to recognize an individual whose advocacy has, during a distinguished career, significantly advanced and/or improved investment operations, and who by substantial service to NICSA, has significantly furthered the cause and the mission of the Association.
The Robert L. Gould Award was established in 1987 by the Board of Directors of NICSA in memory of a leader whose death at 54 years of age deprived the mutual fund industry of an unusually creative, innovative, and dynamic executive. Mr. Gould made a significant contribution to the financial services industry through the development of systems, methods, and procedures to better serve shareholders. At the time of his death, he was president of DST Systems in Kansas City, Missouri. The Award is supported through the contributions of DST Systems, Inc.
Chief Operating Officer, Transfer Agency and Investor Services
| Past Recipients|
|David A. Hughey - 1987
Edward C. Johnson, III - 1988
Thomas A. McDonnell - 1989
C. Herbert Emilson - 1990
Tarrant Cutler - 1991
Robert W. Blucke - 1992
James S. Riepe - 1993
Manuel R. Hernandez - 1994
William T. Blackwell - 1995
Jon S. Fossel - 1996
David M. Kelly - 1997
Charles R. Schwab - 1998
John C. Bogle - 1999
A. Edward Allinson - 2000
Matthew P. Fink - 2001
Bridget A. Macaskill - 2002
Thomas McCullough - 2003
Charles B. Johnson - 2004
|Paul G. Haaga,
Jr. - 2005|
Robert C. Pozen - 2006
Robert Reynolds - 2007
John J. Brennan - 2008
John F. Cogan, Jr. - 2009
Laurence D. Fink - 2010
Jennifer M. Johnson - 2012
Robert Tritt - 2014