Awards

Each year, NICSA recognizes industry leaders for both their innovation and achievements in the industry and their service to NICSA. To learn more about each of these awards and their recipients, please select a link below.

 

Robert L. Gould Award
PwC Award
NICSA Committee MVP Awards
NICSA Lifetime Achievement Award

Robert L. Gould Award

The Robert L. Gould Award was established in 1987 by the Board of Directors of NICSA in memory of a leader whose death at 54 years of age deprived the mutual fund industry of an unusually creative, innovative, and dynamic executive. Mr. Gould made a significant contribution to the financial services industry through the development of systems, methods, and procedures to better serve shareholders. At the time of his death, he was president of DST Systems in Kansas City, Missouri.

 

The Robert L. Gould Award recognizes outstanding achievement by an individual who has helped the mutual fund industry better serve its investors by improving the quality of customer service, providing thought leadership in the areas of regulation and compliance or reducing shareholder expenses through implementation of technology and back office streamlining. It is supported through the contributions of DST Systems, Inc. 

 

2012 Recipient
Jennifer M. Johnson
Vice President and Chief Operating Officer
Franklin Resources, Inc.

 Past Recipients
David A. Hughey - 1987
Edward C. Johnson, III - 1988
Thomas A. McDonnell - 1989
C. Herbert Emilson - 1990
Tarrant Cutler - 1991
Robert W. Blucke - 1992
James S. Riepe - 1993
Manuel R. Hernandez - 1994
William T. Blackwell - 1995
Jon S. Fossel - 1996
David M. Kelly - 1997
Charles R. Schwab - 1998
John C. Bogle - 1999
A. Edward Allinson - 2000
Matthew P. Fink - 2001
Bridget A. Macaskill - 2002
Thomas McCullough - 2003
Charles B. Johnson - 2004
Paul G. Haaga, Jr. - 2005
Robert C. Pozen - 2006
Robert Reynolds - 2007
John J. Brennan - 2008
John F. Cogan, Jr. - 2009
Laurence D. Fink - 2010

PwC Award

The PwC Award was established in 1992 to recognize volunteers who have generously and skillfully contributed to NICSA's stature as the mutual fund industrys primary source of expertise in shareholder servicing and operations. Funded through an endowment by PwC, the award promotes awareness of the educational and informational mission of NICSA, and the importance of members service to achieving that mission.

 

2012 Recipient
Barbara J. Mack
Vice President
BNY Mellon Asset Servicing

 

 Past Recipients
Edward J. Falvey - 1992
Larry Maffia - 1993
Howard Madden - 1994
Janet A. Clifford - 1995
Barbara V. Weidlich - 1996
Gerald P. Mitchell - 1997
Bruce Avery - 1998
Joseph A. Recomendes - 1999
Peter S. Drotch - 2000
Robert L. Goldberg - 2001
Michel Lentz - 2002
B. Robert Rubin - 2003
William H. Young - 2004
Dr. Lee L. Gremillion - 2005

Linda Warriner - 2006
William J. Greilich - 2007
Penny Alexander - 2008
Peggy Schooley - 2009
George Gorman- 2010
Rheeta C. Wise - 2011

NICSA Committee MVP Awards

Each year, NICSA recognizes volunteers from committees whose sustained contribution over the past year was deemed exceptional by the committees' co-chairs.

 

Click here to see the MVP awards presented in February 2012.

NICSA Lifetime Achievement Award

The Board of Directors of NICSA awards the Lifetime Achievement Award to an individual who has distinguished himself or herself during a successful career in the mutual funds industry, and also by his or her significant contribution to the success of NICSA.

 

2007 Recipient
Edward J. Falvey

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