NICSA

Collaboration to develop, share and
advance leading practices

What’s New

GMM2016
 
NOVA Awards Nominations now being accepted

NOVA AwardsThe NICSA NOVA Awards recognize outstanding service, creativity, leadership and operational excellence within the asset management industry. Nominations are due July 29, 2016.

 

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2016-2017 Sponsorship Prospectus is now available

INCREASE your brand awareness with hundreds of influential professionals at NICSA’s regional and national meetings who collaborate, share and develop today’s investment management leading practices.

 

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New WHITE PAPER | Swing Pricing 101

Swing Pricing 101This new white paper provides an educational discussion around swing pricing based on “Swing Pricing 101,” a webinar jointly produced by Association of
the Luxembourg Fund Industry (ALFI) and NICSA on Jan. 27, 2016. It identifies best practices and defines parameters for swing pricing in light of the Sept. 22, 2015, Securities and Exchange Commission (SEC) proposal specific to liquidity risk management in the United States. Find out how to determine a swing threshold and swing factor, what stipulations exist in terms of governance and recordkeeping and how the proposal might work based on successful model in Luxembourg.

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MONEY MARKET REFORM | The Future of The Prime Money Market Fund

Join our team!"...September 16, 2008 was a fateful day for money market fund investment products. A large market money fund deviated from the presumed $1.00 NAV, significantly impacting investor perception of the funds as a risk-free, stable investment option while spurring government action to consider investor safeguards for money market products..."

 

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2015 MVP Award WINNERS Announced

MVP AwardsDuring its 34th annual conference, held in Hollywood, Florida, January 31 – February 2, 2016, NICSA announced the recipients of the 2015 MVP awards.

 

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5 REASONS TO ATTEND NETWORKING EVENTS

SLF 2016 Call for PresentationsNICSA offers multiple networking opportunities throughout the year... from increasing your visibility and honing your marketing message to staying current on industry trends, here's a list of the top 5 reasons to attend networking events.

 

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2015 NICSA / NOVA Award Winners Announced!

Jim Fitzpatrick named new NICSA president.NICSA and Money Management Executive are pleased to announce the winners of the 2015 NICSA / NOVA Awards. These awards recognize outstanding service, leadership and innovation within the fund operations industry. The winners will be honored at the NICSA 2015 General Membership Meeting on October 29, in Boston.

 

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ANNOUNCEMENT | NICSA Names Jim Fitzpatrick New President

Jim Fitzpatrick named new NICSA president.Industry veteran named new president of NICSA. “I’m encouraged and gratified that Jim will be assuming the role of NICSA president, as he is a proven leader having shown his experience and vision for the group’s future as a previous board member,” said George Batejan, Chair of the NICSA Board of Directors.

 

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PART II | Actively Managed ETFs | The "Next" big thing?

Actively Managed ETFs CroppedA recent NICSA Webinar discussed how a new class of shares, NextShares, differs from index ETFs and how companies considering adopting this structure can prepare to incorporate them.

 

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Upcoming Events

  • Webinar | DOL Fiduciary Rule: TA Operations. Servicing and Compliance Impacts
    Part 3 of 3

    July 13, 2016
    2:00 pm - 3:00 pm EST
    More information and registration...

  • Webinar | SEC Transfer Agent Rule Revamp
    July 27, 2016
    2:00 pm - 3:00 pm EST
    More information and registration...

  • NICSA 2016 General Membership Meeting (GMM)
    September 19-20, 2016 | Boston, MA
    More information coming soon...

  • NICSA West Coast Regional Meeting (WCRM)
    October 6, 2016 | Los Angeles, CA
    More information coming soon..

  • NICSA Midwest Regional Meeting (MWRM)
    October 20, 2016 | Chicago, IL
    More information coming soon....

  • NICSA 2017 Strategic Leadership Forum (SLF)
    (35th Annual Conference)
    January 29-31, 2017 | Hollywood, FL

    More information coming soon...

  • NICSA 2017 General Membership Meeting (GMM)
    September 18 - 19, 2017 | Boston, MA

    More information coming soon...

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