Resources

Want to stay up to date on the latest developments in the fund industry? Check out NICSA’s resources. They'll give you both the breadth and the depth you need to keep both your firm and your career moving forward. To learn more, please select one of the links below.

Knowledge Center

NICSA's Knowledge Center is your single source for information on topics critical to operations professionals in the fund industry. New content is being added to this searchable database every week.

 

NICSA members have FREE access. Please note that you must be logged into the NICSA website to access materials.

 

Click here to access the NICSA Knowledge Center.

NICSA White Papers

The latest thinking on the fund industry, including best practice guides from NICSA Committees and discussions of the most recent trends.

 

Click here for a complete list.

NICSA Transfer Agent Compliance Guide

Everything you need to know about the compliance rules affecting transfer agents.

 

Click here for more information.

Unit Investment Trusts (UITs)

At the end of 2014, there were over 5,380 UITs with assets of over $101 billion. What is a UIT? Find out more in this FINRA-reviewed infographic.

Textbook | The Fund Industry

The definitive text on the fund industry by Robert Pozen, former Chair of MFS, and Theresa Hamacher, President of NICSA.

 

Click here for more information.

Archives

NICSA members have FREE 24/7 access to archives of webinars, presentations and videos. Please note that you must be logged into the NICSA website for access.

 

Click here to access the NICSA archives.

Continuing Education

NICSA can help you earn the CPE credits you need for continuing education requirements.

 

Click here to learn more.

NICSA IQ

NICSA IQ keeps operations professionals up-to-date on what's happening around the investment industry.

 

This monthly digest highlights popular member publications, NICSA News content, event recaps and other industry information from around the web.

 

Click here to take a look at this month's edition of NICSA IQ.

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Upcoming Events



  • NICSA Webinar: Penetrating the RIA/Family Office Space

    April 25, 2018 | 4:30pm - 5:30pm

    Learn more and register....

  • NICSA Webinar: TA Compliance Guide 101: Getting to Know NICSA's Essential Reference Guide

    May 9, 2018 | 2:00pm - 2:30pm

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  • NICSA Webinar: Are You GDPR Ready?

    May 16, 2018 | 10:00am - 11:00am

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  • IBA Annual Conference on the Globalisation of Investment Funds

    May 13-15, 2018 | New York, New York

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  • NICSA West Coast Regional Meeting (WCRM)

    June 5 & 6, 2018 | Los Angeles and San Francisco

    Learn more and register...

  • East Coast Regional Meeting (ECRM)

    July 17, 2018 | Boston

    More information coming soon.

  • NICSA 2018 Midwest Regional Meeting (MWRM)

    September 19, 2018

    Four locations: Kansas City, Denver, Chicago, Columbus

    More information coming soon.
  • NICSA 2018 General Membership Meeting (GMM)

    October 11-12, 2018 | Boston, MA

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)

    February 27 - March 1, 2019 | Ponte Vedra Beach, FL

  • NICSA 2019 General Membership Meeting (GMM)

    October 16-17, 2019 | Boston, MA

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)

    February 26 - 28, 2020 | Ft. Lauderdale, FL