Resources

Want to stay up to date on the latest developments in the fund industry? Check out NICSA’s resources. They'll give you both the breadth and the depth you need to keep both your firm and your career moving forward. To learn more, please select one of the links below.

Knowledge Center

NICSA's Knowledge Center is your single source for information on topics critical to operations professionals in the fund industry. New content is being added to this searchable database every week.

 

NICSA members have FREE access. Please note that you must be logged into the NICSA website to access materials.

 

Click here to access the NICSA Knowledge Center.

NICSA White Papers

The latest thinking on the fund industry, including best practice guides from NICSA Committees and discussions of the most recent trends.

 

Click here for a complete list.

NICSA Transfer Agent Compliance Guide

Often hailed "the best single thing that NICSA produces," the NICSA Transfer Agent Compliance Guide is the definitive resource for member firms seeking insight on the practical applications of the many and varied rules affecting transfer agent operations. NICSA's reference guide provides users an easy-to-use format and language that makes these rules easy to understand.


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Access to the digital version of the Guide is available to Members via the NICSA Member Portal 


Click here for more information. 

Unit Investment Trusts (UITs)

At the end of 2014, there were over 5,380 UITs with assets of over $101 billion. What is a UIT? Find out more in this FINRA-reviewed infographic.

Textbook | The Fund Industry

The definitive text on the fund industry by Robert Pozen, former Chair of MFS, and Theresa Hamacher, President of NICSA.

 

Click here for more information.

Archives

NICSA members have FREE 24/7 access to archives of webinars, presentations and videos. Please note that you must be logged into the NICSA website for access.

 

Click here to access the NICSA archives.

Continuing Education

NICSA can help you earn the CPE credits you need for continuing education requirements.

 

Click here to learn more.

NICSA IQ

NICSA IQ keeps operations professionals up-to-date on what's happening around the investment industry.

 

This monthly digest highlights popular member publications, NICSA News content, event recaps and other industry information from around the web.

 

Click here to take a look at this month's edition of NICSA IQ.

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Upcoming Events


  • NICSA Webinar: Fraud Prevention Series: Social Engineering Recognition and Response

    Wednesday, August 29 | 2:00pm - 3:00pm

    Learn more and register...

  • NICSA Crypto Economy Summit | Midwest

    September 19, 2018

    Four locations: Kansas City, Denver, Chicago, Columbus

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  • NICSA 2018 General Membership Meeting (GMM)

    October 11-12, 2018 | Boston, MA

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  • Fund Intelligence Fund Leaders Summit

    September 13, 2018 | Boston
    October 18, 2018 | Chicago
    November 6, 2018 | San Francisco

  • US Fund Technology Leaders Summit 2018

    November 15, 2018 | New York

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)

    April 3-5, 2019 | Ponte Vedra Beach, FL

  • NICSA 2019 General Membership Meeting (GMM)

    October 16-17, 2019 | Boston, MA

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)

    February 26 - 28, 2020 | Ft. Lauderdale, FL