Member List



Active members as of November 2018

 

A -- C    D -- F     G -- I     J -- L     M -- O     P -- R     S -- U     V -- Z

 

 

A -- C

 



ACA Compliance Group
Accenture (Beacon)
Access Data Corp., a Broadridge Company
AEGON USA, INC.
ALFI
Allianz Global Investors Ireland
Allianz Global Investors, Inc.
ALPS, a DST Company
American Century Investments
American Funds Service Company
Ameriprise Financial
Amundi Pioneer As
Atlantic Fund Services
Baillie Gifford & Co. Ltd.
Bank of America / Merrill Lynch
BINEC Computer Services
BlackRock
BNP Paribas Securities Services
BNY Mellon
Broadridge Financial Solutions, Inc.
Brown Brothers Harriman & Co.
Calamos Investments
Calastone Limited
CAMS (Computer Age Management Services Pvt. Ltd.)
Capital Group Companies
Capital Growth Management
Causeway Capital Management LLC
Celera Systems LLC
Cerulli Associates
Chapman and Cutler LLP
Charles Sterling
Citi
Citisoft
Cogent Reports
Colbent Corporation
Columbia Threadneedle
Computershare Fund Services
Confluence

 

D -- F

 


Dechert
Delaware Management Co., Inc.
Deloitte
Deloitte Luxembourg
Delta Data
Depository Trust & Clearing Corporation, The (DTCC)
Deutsche Asset & Wealth Management
Dimensional Fund Advisors
Dodge & Cox
Donnelley Financial Solutions
Doremus FP
Dreyfus Corporation
DST Systems, Inc.
Eagle Investment Systems
Eaton Vance Management
Edward Jones
Envision Financial Systems, Inc.
Equity Institutional 
Ernst & Young LLP
Federated Investors
Fidelity Investments
Fiducia Optime
First Command Financial Services, Inc.
First Eagle
First Investors Management Co.
First Trust Portfolios
FIS Global
Foreside Financial Group, LLC
Foresters Investor Services, Inc.
Franklin Square Capital Partners
Franklin Templeton Investments


 

G -- I

 



Galliard Capital Management
Gemini Fund Services, LLC
Georgeson
GFT Technology
GIBC Digital
Goldman Sachs
Great West
Guggenheim Investments
Guggenheim Partners
H. D. Vest Financial Services
Harbor Services Group
Harris Associates L.P.
Hartford Funds
HengTian Services
Hennion & Walsh, Inc.
HSBC Global Asset Management
Investment Company Institute
Ignites, a Financial Times Company
International Financial Data Services Ltd. (IFDS)
Invesco




J -- L

 



J.P. Morgan
Jackson National Asset Management LLC
Janus Henderson
John Hancock Signature Services, Inc.
Kasina
Keane
KPMG LLP
KPMG Luxembourg
Legg Mason
Lord Abbett & Co
LRI Group

 

 

 

M -- O

 

M3Sixty Administration, LLC
Macquarie Group
Manulife Financial
MARS SalesFocus Solutions
MassMutual Financial Group
Matthews International Capital Management, LLC
Mellon Capital, a BNY Mellon company
MFS Service Center, Inc.
Miller/Howard Investments, Inc.
Money-Media, a Financial Times company
Morgan Stanley Services Company Inc.
MUFG Union Bank, N.A
Mutual Fund Directors Forum
National Quality Review (NQR)
Nationwide Fund Management, LLC
Neuberger Berman Management LLC
New York Life Investment Management, LLC
Northern Trust Company
Northwestern Mutual Life Insurance Co.
NRS (National Regulatory Services)
Nuveen Investments
Oakmark Funds
OppenheimerFunds
Osterweis Capital Management

 

P -- R

 


Parnassus Investments
Pax World Management LLC.
Payden & Rygel Investment Group
Pershing, a BNY Mellon Company
PIMCO
Primerica Shareholder Services
Prudential Investments
Putnam Investments
PwC
Pyramis Global Advisors
RBC Global Asset Management (U.S.) Inc.
RBC Investor & Treasury Services
Reed Smith LLP
RidgeWorth Investments
Russell Investments

 

S -- U

 


SalesPage Technologies, LLC
Saturna Capital Corporation
SEI
Six Financial
Standish Mellon Asset Management
State Street Corporation
State Street Global Advisors (SSgA)
Sun Life Financial
SunAmerica Asset Management, LLC.
T. Rowe Price Services, Inc.
TCW Funds (Trust Company of the West)
Temenos Multifonds
TD Ameritrade
The Hartford
Thornburg Investment Management
Thrivent Financial Investor Services, Inc.
TIAA
Touchstone Funds
Transamerica Fund Services, Inc.
U.S. Bancorp Fund Services, LLC
U.S. Trust
Ultimus Fund Solutions, LLC
UMB Fund Services, Inc.
USAA Investment Management Co.

 

 


V -- Z


 
Van Eck Securities Corporation
Vanguard Group, Inc.
Virtus Investment Partners
Voya Investment Management
Wells Fargo Asset Management
Wells Fargo Advisors
Wilbanks Partners, LLC
Wisdom Tree
Wystar Global Retirement Solutions



  • NICSA Member Portal Login
Click below to sign into the NICSA member portal.

Sign in


Don't have an account? Click Here...

Follow Us

Upcoming Events


  • Best Practices in Building a Global Compliance Program

    December 19, 2018 | 2:00pm - 3:00pm

    Learn more and register...

  • European Asset Management Conference (Hosted by ALFI)

    March 5-6, 2019 | Luxexpo The Box, Luxembourg

    Learn more and register...

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)

    April 3-5, 2019 | Ponte Vedra Beach, FL

    Learn more and register...

  • NICSA 2019 General Membership Meeting (GMM)

    October 17-18, 2019 | Boston, MA

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)

    February 26 - 28, 2020 | Ft. Lauderdale, FL