NICSA Transfer Agent Compliance Guide

NICSA TRANSFER AGENT COMPLIANCE GUIDE

The industry standard for facilitating a definitive understanding of fundamental TA compliance regulations

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Often hailed "the best single thing that NICSA produces," the NICSA Transfer Agent Compliance Guide is the definitive resource for member firms seeking insight on the practical applications of the many and varied rules affecting transfer agent operations. NICSA’s reference guide provides users an easy-to-use format and language that makes these rules easy to understand.

Order Your Printed Copies Here

NICSA Members | $250 each 
Non-member firms | $450 each 
Shipping and handling cost may apply

Complimentary access to a digital version of the NICSA Transfer Agent Compliance Guide
is a member benefit. To access, log into the member portal by clicking on "Sign in."


SPECIAL THANKS TO THE NICSA TA COMMITTEE WHO CHAMPIONED THIS EFFORT,

AS WELL AS OUR PARTNERS AND SPONSORS: Donnelley Financial Solutions and Reed Smith

 

 

 

 

 

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