NICSA IQ | May 2015

EUROPE 101

Baffled by European regulation? In European Union Securities Rulemaking, NICSA and ALFI provide a road map.
 

BEHIND THE SCENES

7 behind-the-scenes initiatives to increase financial market transparency and efficiency.

FUTURE FINANCIERS?

Middle-market lending is undergoing a dramatic shift, says Deloitte brief.

DATA MINING

PwC paper explains how to get risk, regulatory and compliance data to "go the extra mile."

DOUBLE-TEAMED

P&I article asserts the DOL and SEC are tag-teaming financial service providers.

ABLE ACCOUNTS

Latest updates to the NICSA Transfer Agent Compliance Guide.

 

2015 | Past Issues:

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January 2015

 

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