Countdown to MiFID II


Wednesday, December 6, 2017


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10:00 am - 11:00 am ET

 

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PRESENTERS

MODERATOR
Sarah Cardmarker
EMEA Regulatory and Market Change Associate, BNY Mellon
PANELISTS
Florence Stainier
Partner, Investment Management, Arendt & Medernach
Olivia Tournier-Demal
Conducting Officer, Fund Management Solutions, MJ Hudson

PRESENTATION


Countdown to MiFID II from NICSA

overview

 
The second version of the Markets in Financial Instruments Directive (MiFID II) has implications for anyone seeking to sell funds in Europe. This EU directive will come into force in January with aims at increasing transparency and reducing costs for private investors.

Hear global industry expert insights on what it takes to increase investor protection and preparations for MiFID legislation.

CPE Information


NICSA is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry..

NICSA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: http://www.learningmarket.org/.

For this webinar:
CPEs Earned: 1
CPE Field of Study: Regulatory Ethics
Program Level: Basic
Delivery Method: Group-Internet Based

 

Questions:
For more information, please contact Jordan DeBettencourt at 508.683.1618.

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