NICSA TRANSFER AGENT COMPLIANCE GUIDE

The Transfer Agent Compliance Guide has been prepared to assist investment companies and their various service providers by providing a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry.

Please fill out the information below to view a copy of the 2019 TA Guide.
First Name*
Last Name*
Company*
Email Address*
Validation Code

  • NICSA Member Portal Login
Click below to sign into the NICSA member portal.

» Sign in


Don't have an account? Click Here...

Follow Us

Upcoming Events

  • Diversity Project North America - Town Hall Update Webinar

    June 26, 2019 | 2:00-3:00 PM ET

    Learn more and register....
  • A Warm Welcome! Summer Networking Event

    June 27, 2019 | 3:30-5:30 PM MT | Denver, CO

    Learn more and register....
  • West Coast Meeting

    September 25, 2019 | 2:00-5:00 PM PT | San Francisco, CA
  • ALFI Global Distribution Conference

    September 24-25, 2019 | Luxembourg

    Learn more and register...
  • NICSA 2019 General Membership Meeting (GMM)

    October 17-18, 2019 | Boston, MA

    Learn more and register...
  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)

    February 26 - 28, 2020 | Ft. Lauderdale, FL