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GMM 2016 - Tackling Transformational Change Head-on

2016 General Membership Meeting (GMM) | September 19-20, Boston

The 2016 NICSA General Membership Meeting took place September 19-20 in Boston. Learn how attendees advanced their development and leading practices through idea sharing and informative sessions with industry experts
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Washington policy insiders discussed elections, regulatory regime... CLICK HERE | Read More...

NICSA Announces the Winners of the 2016 NOVA Awards

Investment Management Industry Leaders Honored for Excellence.

NICSA and Money Management Executive are pleased to announce the winners of the 2016 NOVA Awards. These awards recognize outstanding services, creativity, leadership and innovation within the asset management industry.

The winners will be honored at NICSA's 2016 General Membership Meeting (GMM) on September 19 in Boston.

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NICSA's GMM is Coming to Boston: High Stakes Collaboration: Beyond the Basics

Learn how industry leaders are putting plans into practice at the 2016 General Membership Meeting (GMM), taking place September 19-20 at the Revere Hotel in Boston.

As a leading professional in the fund industry, you need to stay informed and connected with emerging industry trends.

Learn. Discuss. Develop. Gain Your Industry Advantage Today.

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Protecting Financial Assets of the Elderly: Understanding the Connecticut Mandatory Training Law

Transfer Agency Compliance & Operations 

Laws governing the mutual fund industry and its relationship with shareholders are predominately federal regulations; however, some state-issued mandates need to be considered. While the industry has been highly focused on new federal fiduciary rules related to Investors and their retirement savings, fund managers and service providers must also be mindful of Connecticut’s Mandatory Elderly Abuse Training Law established earlier this year, for one.

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Investment Management Technology: Buzz Words or Big Change?


Dan Houlihan, Executive Vice President & Head of Global Fund Services, Northern Trust

The investment management industry has always been drawn to buzz words. Today, we are continually inundated by terms like robo, big data, cloud, cyber and the digital revolution.

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Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters

The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU.

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2016-2017 Sponsorship Prospectus is now available

INCREASE your brand awareness with hundreds of influential professionals at NICSA’s regional and national meetings who collaborate, share and develop today’s investment management leading practices.


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New WHITE PAPER | Swing Pricing 101

Swing Pricing 101This new white paper provides an educational discussion around swing pricing based on “Swing Pricing 101,” a webinar jointly produced by Association of
the Luxembourg Fund Industry (ALFI) and NICSA on Jan. 27, 2016. It identifies best practices and defines parameters for swing pricing in light of the Sept. 22, 2015, Securities and Exchange Commission (SEC) proposal specific to liquidity risk management in the United States. Find out how to determine a swing threshold and swing factor, what stipulations exist in terms of governance and recordkeeping and how the proposal might work based on successful model in Luxembourg.

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MONEY MARKET REFORM | The Future of The Prime Money Market Fund

Join our team!"...September 16, 2008 was a fateful day for money market fund investment products. A large market money fund deviated from the presumed $1.00 NAV, significantly impacting investor perception of the funds as a risk-free, stable investment option while spurring government action to consider investor safeguards for money market products..."


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2015 MVP Award WINNERS Announced

MVP AwardsDuring its 34th annual conference, held in Hollywood, Florida, January 31 – February 2, 2016, NICSA announced the recipients of the 2015 MVP awards.


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SLF 2016 Call for PresentationsNICSA offers multiple networking opportunities throughout the year... from increasing your visibility and honing your marketing message to staying current on industry trends, here's a list of the top 5 reasons to attend networking events.


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2015 NICSA / NOVA Award Winners Announced!

Jim Fitzpatrick named new NICSA president.NICSA and Money Management Executive are pleased to announce the winners of the 2015 NICSA / NOVA Awards. These awards recognize outstanding service, leadership and innovation within the fund operations industry. The winners will be honored at the NICSA 2015 General Membership Meeting on October 29, in Boston.


CLICK HERE |

ANNOUNCEMENT | NICSA Names Jim Fitzpatrick New President

Jim Fitzpatrick named new NICSA president.Industry veteran named new president of NICSA. “I’m encouraged and gratified that Jim will be assuming the role of NICSA president, as he is a proven leader having shown his experience and vision for the group’s future as a previous board member,” said George Batejan, Chair of the NICSA Board of Directors.


CLICK HERE |

PART II | Actively Managed ETFs | The "Next" big thing?

Actively Managed ETFs CroppedA recent NICSA Webinar discussed how a new class of shares, NextShares, differs from index ETFs and how companies considering adopting this structure can prepare to incorporate them.


CLICK HERE |


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Upcoming Events

  • NICSA Webinar: After Brexit: What's Next?
    September 28, 2016 | 11:00 a.m. - 12:00 p.m.
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  • NICSA West Coast Regional Meeting (WCRM)
    October 6, 2016 | Los Angeles, CA
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  • NICSA Midwest Regional Meeting (MWRM)
    October 20, 2016 | Chicago, IL
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  • NICSA Webinar: Diversity, Inclusion and Innovation in Financial Services
    October 26, 2016 | 2:00 p.m. - 3:00 p.m.
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  • NICSA 2017 Strategic Leadership Forum (SLF)
    (35th Annual Conference)
    January 29-31, 2017 | Hollywood, FL

    More information coming soon...

  • NICSA 2017 General Membership Meeting (GMM)
    September 18 - 19, 2017 | Boston, MA

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