NICSA

Collaboration to develop, share and
advance leading practices

What’s New


 
Disrupted or just diverted?

NICSA's President, Jim Fitzpatrick, discusses current disruptors facing the industry. 


With current changes in the regulatory landscape, fee pressure on a number of fronts, and emerging technologies gaining relevance, disruptors are transforming the financial services industry.


At the 2017 Strategic Leadership Forum (SLF), NICSA will be taking a very deep dive into the impact of the DOL rule, and we’ll be covering other “disruptor” topics such as robo-advisory services, data analytics, and swing pricing.


CLICK HERE | Read More... 

 
The DOL ruling is altering the financial industry - are you prepared?

Register now for NICSA's 2017 Strategic Leadership Forum (SLF) to seek guidance and education on game-changing fiduciary standards and the evolution of distribution, product types, and sales practices. 


The 2017 Strategic Leadership Forum (SLF) is taking place January 29-31 at the Diplomat Hotel in Hollywood, FL. Early bird registration ends on December 2! This year's theme is Disruptors Facing the Asset Management Industry and a must-attend event for professionals in financial services.


CLICK HERE | Read More... 

sponsorship opportunities available for the 2017 Strategic leadership forum (SLF)

INCREASE your brand's awareness with hundreds of influential professionals who collaborate, share and develop today's investment management leading practices. 


The 2017 Strategic Leadership Forum (SLF) is taking place January 29-31 at the Diplomat Hotel in Hollywood, FL.


CLICK HERE | Read More...

GMM 2016 - Tackling Transformational Change Head-on

2016 General Membership Meeting (GMM) | September 19-20, Boston


The 2016 NICSA General Membership Meeting took place September 19-20 in Boston. Learn how attendees advanced their development and leading practices through idea sharing and informative sessions with industry experts
CLICK HERE | Read More... 


Washington policy insiders discussed elections, regulatory regime... CLICK HERE | Read More...

NICSA Announces the Winners of the 2016 NOVA Awards

Investment Management Industry Leaders Honored for Excellence.


NICSA and Money Management Executive are pleased to announce the winners of the 2016 NOVA Awards. These awards recognize outstanding services, creativity, leadership and innovation within the asset management industry.


The winners were honored at NICSA's 2016 General Membership Meeting (GMM) on September 19 in Boston.


CLICK HERE | Read More...
 

Protecting Financial Assets of the Elderly: Understanding the Connecticut Mandatory Training Law

Transfer Agency Compliance & Operations 


Laws governing the mutual fund industry and its relationship with shareholders are predominately federal regulations; however, some state-issued mandates need to be considered. While the industry has been highly focused on new federal fiduciary rules related to Investors and their retirement savings, fund managers and service providers must also be mindful of Connecticut’s Mandatory Elderly Abuse Training Law established earlier this year, for one.


CLICK HERE | Read More...

Investment Management Technology: Buzz Words or Big Change?

 

Dan Houlihan, Executive Vice President & Head of Global Fund Services, Northern Trust


The investment management industry has always been drawn to buzz words. Today, we are continually inundated by terms like robo, big data, cloud, cyber and the digital revolution.

 
CLICK HERE | Read More...

BREXIT: THREATS AND OPPORTUNITIES FROM A LEAP INTO THE UNKNOWN

 

Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters


The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU. 

 
CLICK HERE | Read More...

  • NICSA Member Portal Login
Click below to sign into the NICSA member portal.

» Sign in


Don't have an account? Click Here...

Follow Us

Upcoming Events

  • Webinar: SEC Expanded Risk Regulation - How to Assess Resource and Requirement Needs
    December 7, 2016 | 2:00 PM - 3:00 PM ET
    More information and registration...

  • NICSA 2017 Strategic Leadership Forum (SLF)
    (35th Annual Conference)
    January 29-31, 2017 | Hollywood, FL
    More information and registration...

  • IBA's Globalisation of Investment Funds Conference
    April 23-25, 2017 | New York, NY
    More information and registration...

  • NICSA 2017 General Membership Meeting (GMM)
    October 4-5, 2017 | Boston, MA

    More information coming soon...

  • NICSA 2018 Strategic Leadership Forum (SLF)
    (36th Annual Conference)
    February 28 - March 2, 2018 | Miami, FL

    More information coming soon...

  • NICSA 2018 General Membership Meeting (GMM)
    October 10-11, 2018 | Boston, MA

    More information coming soon...

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)
    February 27 - March 1, 2019 | Ponte Vedra Beach, FL

    More information coming soon...

  • NICSA 2019 General Membership Meeting (GMM)
    October 16-17, 2019 | Boston, MA

    More information coming soon...

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)
    February 26 - 28, 2020 | Ft. Lauderdale, FL

    More information coming soon...

NICSA Global Leaders