A picture is worth a thousand words...and what better way to capture the excitement from the 2015 NICSA Strategic Leadership Forum than through pictures. Take a look at what this year's event delivered, and see how attendees made the most of it.
In this NICSA News Guest Blog feature, Beverly Dube, Vice President of Client Services, at Celera Systems recaps some of the major takeaways and "big ideas" from their sponsored breakout session at the 2015 NICSA Strategic Leadership Forum.
The 2015 NICSA Strategic Leadership Forum wrapped up on Tuesday afternoon.
Omnibus accounts are now the norm for keeping records of shareholder accounts sold through intermediaries. But with a recent focus on intermediary oversight -- the policies and procedures that funds and their transfer agents use for monitoring these accounts are still evolving.
Ken Larsen, Vice President of Intermediary Services at Boston Financial Data Services, summarized trends in intermediary oversight on a NICSA webinar held in November 2014.
A panel of experts from EY, Boston Financial and Capital Group speaking on distribution trends during a recent NICSA webinar speculated that it’s only a matter of time before firms such as Apple and Google enter the financial advice business.
This post examines how fund complexes can prepare to compete in these challenging times.