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advance leading practices

What’s New

 lessons learned at the Strategic Leadership Forum





















 NICSA gathered over 300 financial services executives at our Strategic Leadership Forum (SLF) at the end of January to disucess some of the most timely and pertinent topics affecting our industry. 

The theme of Disruptors Facing the Asset Management Industry prevailed.

CLICK HERE | Read More...  


NICSA Honors Committee Award Winners at Strategic Leadership Forum





















NICSA announces the winners of the 2017 MVP Awards at NICSA's Annual Conference, the Strategic Leadership Forum held from January 29-31, 2017 in Hollywood, Florida. 

Each year, NICSA recognizes certain volunteers whose sustained contributions over the previous twelve months were deemed exceptional by the committee co-chairs.

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2017 Strategic leadership forum wrap up | presentations, media coverage and more





















The 2017 Strategic Leadership Forum took place January 29-31 in Hollywood, FL and the theme of Disruptors Facing the Asset Management Industry prevailed.

Whether or not you were able to attend the conference, here are a few follow up items that may be of interest....

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member survey: prepping for dealer/custodian resignations

Is your firm prepared for an increase in dealer/custodian resignations?

NICSA recently conducted a survey of its membership to confirm the state of preparation for a rise in abandoned accounts. The results clearly indicate that the issue is a timely one.

CLICK HERE | Read More... 

GMM 2016 - Tackling Transformational Change Head-on





















2016 General Membership Meeting (GMM) | September 19-20, Boston

The 2016 NICSA General Membership Meeting took place September 19-20 in Boston. Learn how attendees advanced their development and leading practices through idea sharing and informative sessions with industry experts
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Washington policy insiders discussed elections, regulatory regime... CLICK HERE | Read More...

NICSA Announces the Winners of the 2016 NOVA Awards


















Investment Management Industry Leaders Honored for Excellence.

NICSA and Money Management Executive are pleased to announce the winners of the 2016 NOVA Awards. These awards recognize outstanding services, creativity, leadership and innovation within the asset management industry.

The winners were honored at NICSA's 2016 General Membership Meeting (GMM) on September 19 in Boston.

CLICK HERE |

Protecting Financial Assets of the Elderly: Understanding the Connecticut Mandatory Training Law

Transfer Agency Compliance & Operations 

Laws governing the mutual fund industry and its relationship with shareholders are predominately federal regulations; however, some state-issued mandates need to be considered. While the industry has been highly focused on new federal fiduciary rules related to Investors and their retirement savings, fund managers and service providers must also be mindful of Connecticut’s Mandatory Elderly Abuse Training Law established earlier this year, for one.

CLICK HERE |

Investment Management Technology: Buzz Words or Big Change?


Dan Houlihan, Executive Vice President & Head of Global Fund Services, Northern Trust

The investment management industry has always been drawn to buzz words. Today, we are continually inundated by terms like robo, big data, cloud, cyber and the digital revolution.

CLICK HERE |



Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters

The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU. 

CLICK HERE |

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  • NICSA Webinar: Blockchain Trends & Applications
    March 8, 2017 | 11:00am - 12:00pm EST

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    October 5-6, 2017 | Boston, MA

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  • NICSA 2018 Strategic Leadership Forum (SLF)
    (36th Annual Conference)
    February 28 - March 2, 2018 | Miami, FL

  • NICSA 2018 General Membership Meeting (GMM)
    October 10-11, 2018 | Boston, MA

  • NICSA 2019 Strategic Leadership Forum (SLF)
    (37th Annual Conference)
    February 27 - March 1, 2019 | Ponte Vedra Beach, FL

  • NICSA 2019 General Membership Meeting (GMM)
    October 16-17, 2019 | Boston, MA

  • NICSA 2020 Strategic Leadership Forum (SLF)
    (38th Annual Conference)
    February 26 - 28, 2020 | Ft. Lauderdale, FL

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