PricewaterhouseCoopers LLP
  Educational Tools - Industry Survey/Studies

NICSA-D.M.R. Technology & Compliance Report

With the Mutual Fund Redemption Fee Rule still much in the news, we would like to remind you that the latest NICSA - D.M.R. report, "Technology & Compliance," is now available.

This report is a comprehensive view of industry practices, based on results of an extensive questionnaire submitted by more than 41 investment management firms representing $2 Trillion in assets under management. It provides a well-informed perspective on Rule 22c-2 and other compliance topics of immediate concern:

  • Trends and practices in information security
  • Information Technology
  • E Mail retention and retrieval
  • ...and more

This report includes expert commentary and interpretation. We think you will find it to be the most timely, relevant report of leading money managers' concerns and opinions yet published on these subjects.

Order the Executive Summary or the complete report here

For more information, contact:

Diversified Management Resources
Charles O'Neill
email: survey@dmrfinancial.com
phone: 617-484-0074

 


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