MCLEAN, VA –March 5, 2018. NICSA announced today the release of their 2018 Transfer Agent Compliance Guide. The guide provides NICSA members with a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry.
NICSA’s Transfer Agent Committee, which meets regularly to monitor and discuss trends in mutual fund transfer agent operations, compiled this centralized listing of laws, rules and regulations applicable to mutual fund transfer agents as a service to the transfer agency community. Reed Smith, a global law firm and a long-time NICSA member, vetted the citations identified by the Committee and authored Chapter introductions. The guide was published by Donnelley Financial Solutions, a leading provider of financial software and services, and active NICSA member.
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