Reg BI: Implementation & Implications

When:  May 27, 2020 from 2:00 PM to 3:00 PM (ET)

Gain insights into the best practices on implementing Reg BI rules. Our panel of experts will explore what best practices broker-dealers, registered investment advisers, and dual registrants are developing in order to enhance transparency and investor relationship quality.

Learning Objectives:

- Overview of implementation considerations

- Impact on broker dealers and investment advisors

- Complying with confidence through the development of best practices 

Who should attend: distribution executives, client services stakeholders, compliance professionals


Click more information to register.

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