Gain insights into the best practices on implementing Reg BI rules. Our panel of experts will explore what best practices broker-dealers, registered investment advisers, and dual registrants are developing in order to enhance transparency and investor relationship quality.
- Overview of implementation considerations
- Impact on broker dealers and investment advisors
- Complying with confidence through the development of best practices
Who should attend: distribution executives, client services stakeholders, compliance professionalsClick more information to register.
225 Franklin Street, 26th floorBoston, MA 02110, United States