Nicsa members received a generous dose of regulatory oversight during a panel event moderated by Frank Maresca, Vice President of Broadridge. “The SEC has been very busy this year, both proposing and enacting rules that impact reporting,” Maresca said. “It is interesting to examine how these...
Nicsa members received a generous dose of regulatory oversight during a recent Webinar Wednesday panel event moderated by Frank Maresca, Vice President of Broadridge. “The SEC has been very busy this year, both proposing and enacting rules that impact reporting,” Maresca said. “It is...
McLean, VA, January 29, 2017 —NICSA announces the launch of its Strategic Leadership Forum, Disruptors Facing the Asset Management Industry. Leading financial services companies, including asset managers, mutual fund companies, broker dealers, as well as service providers and professional...