Washington D.C. –April 9, 2019. NICSA announced today the release of the 2019 NICSA Transfer Agent Compliance Guide. The guide provides members of the global asset management industry with a onestop, comprehensive resource of current compliance updates and standards as they relate to the...
McLean, VA, February 13, 2017 —NICSA is pleased to announce the release of a new white paper to its member firms: Broker/Custodian Resignations, An Assessment of Firm Preparedness and Current Practices. The Department of Labor’s fiduciary rule—whether delayed, altered, or implemented in April...
McLean, VA, January 29, 2017 —NICSA announces the launch of its Strategic Leadership Forum, Disruptors Facing the Asset Management Industry. Leading financial services companies, including asset managers, mutual fund companies, broker dealers, as well as service providers and professional...