Blogs

Nicsa Announces 2025 Rising Stars of the Asset & Wealth Management Industry

By Nicsa Admin posted 14 days ago
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Boston, MA – June 5,2025 – Nicsa is pleased to announce the 2025 cohort of its annual Rising Star Program , an awards program aimed at providing mentorship, networking, and career development opportunities to diverse, aspiring leaders in the asset and wealth management industry. Nicsa’s Diversity Project North America supports emerging leaders with a program that not only provides recognition and exposure for rising professionals, but develops and hones the skills critical for retention and advancement of valued talent within the industry. The 2025 Rising Stars were nominated by member firms of Nicsa’s Diversity Project North ...
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Navigating the Future: Introducing Nicsa’s ETF Share Class Toolkit

By Nicsa Admin posted 04-14-2025
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If you or someone from your firm is interested in having their voice heard on the ETF dual share class topic, please contact Sarah Walter ( swalter@nicsa.org ) to learn more. Nicsa is proud to serve as a catalyst for collaboration across the asset and wealth management industry. As firms navigate a rapidly evolving landscape, we remain committed to providing timely, practical resources to support their journey. Our new ETF Share Class Toolkit is the latest example of this commitment. The proposed ETF share class structure—allowing mutual funds to issue ETF share classes within the same portfolio—offers exciting opportunities for innovation and expanded ...
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Introducing Nicsa's State of Alternative Investments in Asset & Wealth Management Report

By Nicsa Admin posted 02-26-2025
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Nicsa's The State of Alternative Investments in Asset & Wealth Management r eport is now available! This paper explores the critical factors driving the adoption and success of alternative investments. It highlights the role of education, technology, and operational excellence in equipping industry professionals to meet the challenges and opportunities presented by this rapidly growing segment. The paper draws on key insights from Nicsa’s Asset & Wealth Management Summit. These insights are supplemented with industry data provided by Broadridge, Nicsa member and industry partner, via their 2024 Investor and Financial Advisor ...
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Winning with Distribution Intelligence: How Top Asset Managers Leverage Distribution Architecture Today

By Nicsa Admin posted 02-13-2025
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A Guest Blog by Olmstead Associates Austin Lewis | Head of Client Experience | Lewis@olmst.com In an era of industry consolidation and intense competition in asset management, the key to leading the market—or falling behind—often comes down to intelligence. Smarter distribution decisions, driven by technology and seamless data flow, are no longer optional—they're imperative. At the heart of this transformation lies a game-changing foundation: a well-structured distribution architecture. The Power of Distribution Architecture Think of distribution architecture as the nervous system of an asset management ...
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Nicsa Announces Volunteer of the Year Awardees

By Nicsa Admin posted 01-30-2025
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Boston, MA – January 30, 2025 — Nicsa has announced its Volunteer of the Year Awardees, who will be honored at its Strategic Leadership Forum on March 6 in Ft. Lauderdale, FL. Nicsa’s Volunteer of the Year Awards recognize outstanding efforts of members who are dedicated to supporting the mission of the Association, serving the global asset and wealth management community, and advancing the broader industry. Nicsa’s committees work to provide association members with educational resources on the issues that matter most to the global asset and wealth management industry. On behalf of Nicsa, committee members support the association’s mission of ...
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A Letter to Members from Jim Fitzpatrick, 2025

By Nicsa Admin posted 01-30-2025
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To the Nicsa Community, I hope 2025 is off to a great start for our members. It’s a privilege to be part of a network offering unique connectivity among industry professionals to better serve clients, support employees, and drive innovation in the asset and wealth management landscape. With over 30 committees covering front-to-back-office business functions, Nicsa has seen growing engagement and new volunteers. The success we enjoy is primarily a result of the passion and energy of these communities, collaborating on today’s top-of-mind industry issues. Looking ahead, I’m excited to share the dates for our 2025 signature events. These ...
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Driving Inclusion and Innovation: The Work of Diversity Project North America's Committees

By Nicsa Admin posted 01-23-2025
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In the ever-evolving landscape of asset and wealth management, fostering innovation through inclusivity is business imperative. The Diversity Project North America (DPNA) is at the forefront of this mission. At the heart of DPNA’s efforts are its committees, each working collaboratively to promote best practices, create meaningful initiatives, and drive lasting change. Here’s how each committee is contributing to a more inclusive and innovative future. Education Engagement Committee: Expanding the Talent Pipeline Attracting and retaining the best early-career talent is essential for the industry's long-term sustainability. The Education Engagement ...
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Industry Leaders Belski, Pan to Speak at Nicsa’s 2025 Strategic Leadership Forum

By Nicsa Admin posted 01-14-2025
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Boston, MA – January 14, 2025 – Nicsa, a leading not-for-profit trade association connecting the global asset and wealth management industry, is thrilled to announce an exceptional lineup of speakers for its 2025 Strategic Leadership Forum (SLF), taking place March 5-7 in Fort Lauderdale, Florida. The conference will feature Cheri Belski, Executive Vice President and Head of Investment Management Solutions at LPL Financial; and Eric Pan, President and CEO of the Investment Company Institute (ICI). The Strategic Leadership Forum , renowned for advancing thought leadership and fostering collaboration, will bring together decision-makers from asset and wealth ...
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Nisca Recognizes Committee Chairs for First Half of 2025

By Nicsa Admin posted 12-19-2024
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Boston, MA – December 19, 2024 – Nicsa , a leading association in support of the asset and wealth management industry, recognizes its Committee Chairs for the first half of 2025. These individuals will help lead the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines. Nicsa’s committees are open to employees of member firms and comprise professionals across divisions, departments, and all levels of management. Committee engagement is focused on professional networking and collaboration centered on the latest industry trends. A full list of Nicsa Chairs and Diversity Project North America Chairs follows: New ...
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Nicsa Welcomes Sarah Walter as Vice President, Head of Asset and Wealth Management Relationships

By Nicsa Admin posted 12-03-2024
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Boston, MA – December 3 , 202 4 – Nicsa, a premier trade association dedicated to fostering innovation and collaboration in the asset and wealth management industry, is thrilled to announce the appointment of Sarah Walter as Vice President, Head of Asset and Wealth Management Relationships. Ms. Walter brings an impressive track record in financial services and a dynamic vision for advancing best practices across the industry. With extensive expertise in portfolio strategies, investor relationship management, and thought leadership, she is well-positioned to contribute to Nicsa's mission of advancing excellence and connectivity ...
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Nicsa Promotes Allison Walsh to Executive Director, Head of Membership, Sales & Marketing

By Nicsa Admin posted 12-03-2024
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Boston, MA – December 3, 2024 – Nicsa, a leading not-for-profit trade association serving the asset and wealth management industry, is pleased to announce the promotion of Allison Walsh to Executive Director, Head of Membership, Sales & Marketing. Ms. Walsh has been an integral part of Nicsa for over five years, demonstrating leadership and commitment to the organization's mission. In her previous role as Vice President of Marketing, she led initiatives that significantly increased Nicsa's visibility and member engagement. Before joining Nicsa, Ms. Walsh gained over a decade of experience in various marketing roles. She was a Marketing Manager ...
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A Master Class in Onboarding Alts

By Nicsa Admin posted 11-21-2024
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In a live session "Mastering Alternative Investments: Onboarding & Educating Advisors," asset and wealth management experts shared insights on effectively integrating alternative investments (alts) into financial advisory practices. The discussion, center stage at Nicsa’s 2024 Asset & Wealth Management Summit , focused on democratizing access to alts, the importance of specialized education for advisors, and practical strategies for portfolio construction. Kirsten Pickens, Managing Director and Co-Head of U.S. Distribution, FS Investments moderated the discussion among the following panelists: Joanna Berg, Director, Sr. Alternative Investments ...
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Implementing Artificial Intelligence: Getting to Results

By Nicsa Admin posted 11-21-2024
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Nicsa’s 2024 Asset & Wealth Management Summit highlighted Artificial Intelligence’s (AI) promise to transformative the industry. Yet, the journey from concept to practical deployment is fraught with challenges. In the session "Implementing Artificial Intelligence: Getting to Results," a panel of experts unpacked their experiences, sharing both triumphs and trials in AI implementation. Vanessa Touma, Head of CX Strategy, Distribution Intelligence and Digital Sales, Invesco moderated the discussion revolving around finding the right AI objectives, building organizational trust for adoption, and defining success metrics. Speakers included: Rob ...
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How AI Powers Entrepreneurs in Asset & Wealth Management

By Nicsa Admin posted 11-21-2024
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In an engaging session at Nicsa’s 2024 Asset & Wealth Management Summit , Brian Moran, CEO and Founder of FLX Networks , shared an inspiring “Entrepreneur's Story." Moran took the audience on a deep dive into how AI is fueling transformative growth. He identified industry inefficiencies and the need for innovation to revolutionize industry practices. Moran highlighted crucial shifts in the asset and wealth management industry; here are the key takeaways: Critical Trends Disrupting the Asset and Wealth Management Space Outdated Distribution Models : Traditional methods of delivering investment products are labor-intensive and inefficient, necessitating ...
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Top Insights on Regulatory Shifts for AI and Alts

By Nicsa Admin posted 11-13-2024
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The 2024 Asset & Wealth Management Summit , hosted by Nicsa, presented two days of dynamic content featuring key executives sharing insights on the most pressing issues in our industry today. In the session titled "Regulatory Shifts: What's Next for AI and Alts," industry experts provided a deep dive into the evolving regulatory landscape impacting artificial intelligence (AI) and alternative assets. The session was moderated by Joanne Kane, Chief Compliance Officer, Global Investor and Distribution Services, US, SS&C , and illuminated the opportunities and challenges posed by rapid technological advancements and the regulatory frameworks attempting ...
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Expert Perspectives on the Alts Boom from Nicsa’s Summit

By Nicsa Admin posted 11-13-2024
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Nicsa’s Asset & Wealth Management Summit examined the evolving landscape of alternative investments, including the niche firms, technology platforms, and service providers that are emerging to support the alts ecosystem. Marty Griffin, Managing Director at Beacon Ridge Capital Management , moderated the panel of thought leaders including: Andrew Barnum, Senior Vice President – Wealth Managers, iCapital Nick Darsch, Managing Director, Ultimus Fund Solutions York Lo, Global Head of Alternative Product Management, John Hancock Justin Schwartz, Executive Director, Product Management, Wealth Management Services, DTCC Following are key ...
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Key Learnings from Nicsa’s “AI Unleashed” Summit Session

By Nicsa Admin posted 11-13-2024
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Nicsa’s Asset & Wealth Management Summit featured an exploration of how to put Artificial Intelligence to work within industry organizations. The “AI Unleashed” session highlighted adoption trends, use cases, challenges, and future projections. Leaders in asset management and banking discussed AI’s evolving role, emphasizing the importance of thoughtful implementation, regulatory preparedness, and cultural adaptability. The panel focused on which AI strategies are delivering the most value, from investment management and client engagement to compliance, risk management, and reporting. Accenture’s Senior Manager Michael Sands moderated the discussion ...
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Top Insights from Nicsa’s Alternative Investments Keynote

By Nicsa Admin posted 11-05-2024
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Nicsa’s Asset & Wealth Management Summit featured a deep dive into the growth of alternative investments. The Summit keynote featured expert insights on the integration of alts with traditional asset classes, distribution strategies, advisor education, and expanding access to non-traditional investments, aiming to support growth in alternative asset adoption. Speakers: Doug Krupa, Managing Director and Head of Global Wealth Solutions in the Americas, KKR David Unanue, Director, Wealth Management Investment Resources, Capital Group Key Points: Evolving Market Demand There is a growing demand among institutional and high-net-worth ...
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Summit Keynote Reveals Key AI Lessons

By Nicsa Admin posted 11-05-2024
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Nicsa’s Asset & Wealth Management Summit in Boston featured a compelling keynote titled "The Artificial Intelligence Revolution," wherein David Wu, Head of Generative AI at Morgan Stanley Wealth Management , illuminated how AI is reshaping the asset and wealth management industry. Wu’s visionary insights underscored the transformative potential of AI, revealing both the opportunities and challenges ahead. Here are the key takeaways: Engagement as a Cornerstone The most successful advisors prioritize client engagement. Regular, meaningful interactions—whether through calls, emails, or meetings—are crucial in building trust and enhancing client relationships. ...
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What We Learned About AI's Impact on Asset & Wealth Management

By Nicsa Admin posted 11-05-2024
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Nicsa’s Asset & Wealth Management Summit in Boston brought together industry leaders to explore the dynamic role of AI in investment management. Kaushal Vinodchandra Sheth, Chief Architect Officer at GFT delivered a compelling session on the transformative potential of Artificial Intelligence within asset and wealth management. Following are key takeaways from the session, highlighting AI’s integration into financial services. 1. From Machine Learning to Machine Intelligence: Sheth highlighted the rapid advancements in AI, driven by organizations like OpenAI, Google, and DeepMind. While traditional machine learning focused on data analysis, machine ...
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