A recent panel discussion at Nicsa's 2023 General Membership Meeting , A Confident Board , delved into the strategies for effective governance within the asset and wealth management industry,
The panel was moderated by Amy Merrill, Senior Manager, EY. Panelists included Gary Casagrande, Senior Vice President - Head of US Fund Administration, Northern Trust, Joanne Kane, Chief Compliance Officer, SS&C Technologies, and Rosa Licea-Mailloux, Vice President and Head of Compliance, Americas, MFS Investment Management
The discussion revolved around the critical interplay between board oversight, compliance, and operational understanding ...